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Portfolio

Client work that speaks for itself

A selection of engagements where our secretarial expertise made a measurable difference to compliance, governance, and business outcomes.

Case Studies

Real businesses, real outcomes

Fundraising Support

Series A Readiness for a Fintech Startup

A Bengaluru-based fintech startup needed its compliance house in order before a Series A round. We conducted a full secretarial health check and remediated historical gaps.

  • Cleaned up 18 months of overdue filings
  • Standardized board minutes and ESOP records
  • Investor due diligence completed in 10 days
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Secretarial Audit

Secretarial Audit for a Listed Manufacturing Firm

We performed a secretarial audit for a mid-cap listed manufacturer, reviewing governance records, board processes, and SEBI compliance across group entities.

  • Identified 12 compliance gaps with remediation plan
  • Improved board paper quality and approval workflows
  • Submitted audit report ahead of statutory deadline
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Restructuring

Cross-Border Restructuring for a SaaS Company

A SaaS company with Indian and US entities restructured its holding structure. We handled the India-side secretarial work, approvals, and filings.

  • Drafted and filed share swap arrangements
  • Obtained necessary shareholder and board approvals
  • Completed ROC filings within 30 days
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Corporate Governance

Family-Owned Business Governance Upgrade

A third-generation family business wanted to professionalize governance before onboarding professional investors. We designed policies and board structures.

  • Implemented code of conduct and related-party policy
  • Constituted board committees with clear charters
  • Reduced decision-making disputes among promoters
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Company Incorporation

LLP to Private Limited Conversion

A growing ecommerce business operating as an LLP wanted to convert to a private limited company to raise equity funding.

  • Managed conversion filings end-to-end
  • Preserved business continuity and contracts
  • Issued fresh share certificates and PAN/TAN updates
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ROC Compliance

Annual Compliance Retainer for a Healthcare Chain

A multi-location diagnostic chain engaged us as their annual company secretarial partner to handle all ROC, board, and compliance obligations.

  • Zero missed annual filings in 4 years
  • Quarterly compliance dashboards for management
  • Streamlined board meeting scheduling across 5 directors
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